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Investor - Operational Due Diligence

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  • Partner with the client to develop a customized, institutional quality ODD protocol covering the "7 Pillars of ODD"

  • Conduct detailed reviews of key materials pre-visit (PPMs, Marketing Materials, Performance Reporting, DDQs, Compliance Manuals, Financial Statements, etc.)

  • Conduct thorough on-site meetings with key manager personnel and deploy various tests/checks to verify the managers story ("Trust But Verify")

  • Direct confirmation with third party service providers (prime brokers, custodians, administrator, auditor, etc.) and understanding of the service level agreements. 

  • Background checks and reference checks (on-list and off-list) on all key employees. 

  • Review of fund's audited financial statements.

  • ​Customized deliverable ensuring all key issues, solutions, and recommendations are communicated.

  • Institute a comprehensive ODD monitoring process that is iterative in nature and NOT just something that is conducted pre-investment. Recommended monthly and quarterly monitoring coupled with follow-up on-site visits every 12-18 months.

Investor - Operational Due Diligence: Our Services
ODD Process Diagram2.jpg
Investor - Operational Due Diligence: Welcome
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